Securities Cases

Gustafson Gluek represents investors who were defrauded by Pershing, LLC as a result of Pershing’s role in facilitating and profiting from the R. Allen Stanford Ponzi scheme. If you would like more information related to this case please contact us using the case consultation link above.

Gustafson Gluek represents individuals who invested in a company that developed a novel dental anesthetic delivery system. Those individuals were defrauded when the officers and directors orchestrated a sale of the company that grossly diluted the investors’ financial interest in the company. If you would like more information related to this case please contact us using the case consultation link below.

Gustafson Gluek represented a class of investors who were defrauded in a Ponzi scheme by a brokerage that sold bonds to sustain an entity that had collapsed into bankruptcy. Gustafson Gluek helped recover $3 million for the class of 125.

Gustafson Gluek, served as liaison counsel in two securities class actions against St. Paul Travelers. At issue in these cases were public statements as well as material omissions defendant St. Paul Travelers made that negatively impacted the stock prices of the company. On behalf of Plaintiffs, Gustafson Gluek worked to litigate the two separate class actions against St. Paul Travelers, resulting in multi-million dollar settlements.

Gustafson Gluek made a remarkable recovery on behalf of individuals who were swindled out their investment in a tech start-up by a directors and officers who misrepresented the financial health of the company.

Gustafson Gluek represents a class of participants in a 401(k) and Profit Sharing plan who were harmed when the plan’s fiduciaries, Taylor Corporation, breached their fiduciary duties by allowing service providers to charge excessive administrative fees and expenses. If you would like more information related to this case please contact us using the case consultation link above.